Securities Law & Compliances

SEBI regulatory advisory, takeover code, insider trading defence, listing obligations and securities litigation.

Expert Lawyers
Confidential
PAN India
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Overview

Understanding Securities Law & Compliances

India’ s capital markets are regulated primarily by the Securities and Exchange Board of India (SEBI) through a comprehensive framework governing listed companies, market intermediaries, investors, and funds. These regulations ensure market integrity, investor protection, transparency, and fair trading practices across all segments of the securities ecosystem. We advise listed companies, promoters, institutional investors, Foreign Portfolio Investors (FPIs), fund managers, and SEBI-registered intermediaries on complex regulatory and transactional matters. Our practice also includes robust representation in SEBI investigations, adjudication proceedings, and Securities Appellate Tribunal (SAT) appeals. Our advisory spans the full spectrum of capital markets regulation, including listing compliance, takeover regulations, insider trading controls, fund structuring, and intermediary registration frameworks.
What We Cover

Key Highlights

Comprehensive SEBI Regulatory Compliance Support
Strong Listed Company Governance Advisory
Risk Management in Insider Trading & Market Conduct
Efficient Handling of SEBI Investigations & Proceedings
Strategic Takeover & Open Offer Structuring
End-to-End Intermediary Registration Support
Cross-Border Investment Structuring (FPI/FVCI)
Strong Representation Before SAT & Regulatory Bodies
Our Process

How We Help You

A straightforward, transparent path from first call to resolution.

1Compliance Audit

Map applicable regulations and identify gaps.

2Documentation & Policies

Code of Conduct, UPSI policies, board policies under LODR.

3Transaction Advisory

Open offer, delisting, buy-back and rights issue.

4Investigation Defence

Show-cause replies, settlement, adjudication and SAT appeals.

FAQs

Common Questions

Everything you need to know before you begin

Acquisition of 25% or more shareholding, or 5% in any financial year by an existing 25%+ shareholder, triggers a mandatory open offer under SEBI Takeover Regulations.

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